3.1.1 Biocides are products which are supplied with the intention of killing or controlling harmful organisms. They include a wide range of product types including insecticides, rodenticides, wood, fabric and construction material preservatives, disinfectants, water treatment chemicals and anti-fouling coatings on ships. They are regulated in GB under assimilated Regulation (EU) No 528/2012 on making available on the market and use of biocidal products (GB BPR).
3.1.2 Biocides are essential to society to control pests and to protect public health and infrastructure. However, they can also pose risks to people, animals and the environment if they are improperly used. To mitigate these risks, GB BPR puts in place a two-step process to ensure that biocides may only be supplied and used when the risks are demonstrated to be at an acceptable level.
3.1.3 At the first step, active substances (the active ingredients which give biocides their controlling effect) are subject to a thorough scientific risk assessment to ensure that their risk profile is acceptable and that they have the intended biocidal effect against the target organism. Following this, at the second step businesses may apply for authorisation for products containing, consisting of, or generating approved active substances. At this point a further risk and efficacy assessment is carried out on the product, considering its specific formulation and intended uses. HSE acts as the competent authority in GB on behalf of ministers and undertakes the necessary evaluations at both steps.
3.2 Transition from EU BPR to GB BPR
3.2.1 The regulatory regime set out in GB BPR was first established when the UK was a Member State of the EU, under the EU Biocidal Products Directive (Directive 98/8/EC). This was later replaced by the EU Biocidal Products Regulation (Regulation EU No 528/2012) on making available on the market and use of biocidal products (EU BPR).
3.2.2 Under the EU regulatory regime, work on evaluating active substances was shared between EU Member States and centrally co-ordinated by the European Chemicals Agency (ECHA). Biocidal products were authorised by Member States but with mutual recognition arrangements and a facility to authorise certain products across the EU.
3.2.3 When the UK left the EU, EU BPR was retained in GB under Section 3 of the European Union (Withdrawal) Act 2018. To coincide with EU Exit, amendments were made to GB BPR using powers in the EU Withdrawal Act. These amendments focused on adapting decision-making and institutional arrangements so that they were appropriate for the UK outside the EU. They did not permit wider policy changes. Therefore, in other aspects GB BPR remains identical to the EU BPR.
3.3 BPR Active Substance Review Programme
3.3.1 HSE inherited the EU’s review programme of existing active substances (defined as those in biocidal products on the EU market on 14 May 2000). At the time of Exit, 243 active substance/product type combinations had been approved. Following transitional arrangements put in place after Exit, approximately 330 active substance/product type combinations were resubmitted, representing about 72% of the EU total at that time. HSE, acting as the competent authority for biocides, is now responsible for evaluating the approximately 330 remaining active substances on a GB-only basis. This forms the GB Active Substance Review Programme (GB ASRP).
3.3.2 Alongside the active substances still waiting to be reviewed, those which were approved while the UK was in the EU are starting to expire. Normally first approvals of active substances last 10 years. Between the end of 2020 and the end of 2026, 111 active substance/product type approvals will have expired, though over time this will increase as the full set of approvals issued to date reach their expiry.
3.3.3 When active substance approvals expire, GB BPR requires an application to be made to renew the approval, which HSE must then evaluate. To prioritise its work in the early years after the UK left the EU, HSE gained agreement from ministers to postpone all expiry dates that fell between the end of the transition period (31 December 2020) and the end of 2026 until 31 January 2027, subject to a renewal application being received. However, the provisions that allow postponements to be issued are tightly defined and extensions will not be possible indefinitely. Therefore, they cannot provide a long-term solution.
3.3.4 Resourcing the active substance workload, both the GB ASRP and renewals, is a major challenge for HSE. Even based on optimistic estimates of the regulatory resources HSE will have available over the coming years, it is anticipated that the GB ASRP will take at least several decades to complete. Also, if the increasing number of renewals cannot continue to be postponed, HSE’s resources will need to be devoted increasingly towards renewing existing approvals rather than addressing the large backlog of first approvals. This will further slow progress on the GB ASRP.
3.3.5 These delays severely compromise HSE’s ability to regulate biocides efficiently and effectively which risks undermining the purpose of the biocides regime to protect people and the environment, in line with HSE’s strategy. Reforms are urgently needed to put the GB biocides regime on a sustainable footing.
3.3.6 Implications for the UK internal market and Northern Ireland (NI)
As outlined, the territorial scope of these proposals is GB. The Government is committed to protecting the whole UK internal market, including mitigating any regulatory barriers between NI and the rest of the UK. HSE’s general approach to mitigating regulatory barriers that may arise under GB BPR is to closely monitor EU regulatory decisions that apply in NI, to communicate these in a timely fashion to stakeholders so that they can plan and act where required. Where decisions introduce any regulatory differences between NI and GB, HSE works with stakeholders and the NI authorities to identify any potential impacts and any regulatory actions that may be needed to mitigate these.
3.3.7 This general approach will not change following the proposed reforms. However, by introducing additional flexibility into the GB regulatory framework, it will be easier for HSE to manage the flow of regulatory decisions in GB in such a way as to minimise any differences with NI where this is appropriate. Therefore, the reforms will support the Government’s commitment to protecting the UK internal market and minimising any barriers to trade in biocides between NI and the rest of the UK. This is explained further below for individual proposals where relevant.
3.3.8 To address these issues, HSE is exploring reforms in four areas, which collectively would significantly streamline and improve the flexibility of the regime, enabling it to function much more effectively in GB. These are:
- 3.3.8.1 Changes to support the recognition of international biocides approvals, and where appropriate, authorisations
- 3.3.8.2 Removal of active substance approval dates and calling in active substances for review
- 3.3.8.3 Expanded essential use provisions
- 3.3.8.4 Legislative powers to amend GB BPR
3.4 Changes to GB BPR to support the recognition of international biocides approvals
3.4.1 In line with the RAP, HSE is exploring introducing new provisions that would allow recognition of biocide approvals in foreign jurisdictions, where there is assurance that the foreign jurisdiction has similar standards for evaluation. This could apply to both active substances and biocidal products, though the case is more straightforward for active substances for reasons explained below.
3.4.2 Under the current provisions, HSE will always evaluate an application dossier before making a recommendation to the Secretary of State to approve an active substance, or before authorising a biocidal product. The proposal to recognise foreign approvals means removing this domestic evaluation and instead relying on the fact that approvals in trusted foreign jurisdictions have already been evaluated under similar standards. This would save the time and cost of undertaking evaluations for both applicants and HSE and has the potential to create substantial savings for applicants per application. Depending on how it is implemented HSE estimates that it could save up to 97% of the application fee (the current fee of the order of £160,000 could be replaced with a fee of around £5,000 per application – see 3.8.3), or it could operate without fees if recognition does not require an application to be made.
3.4.3 A list of countries, jurisdictions and other bodies would be deemed trusted jurisdictions where it can be established that regulatory standards for biocides are similar to and at least as high as those in Great Britain. Trusted jurisdictions could be listed in legislation, for example in a Schedule to an Act or set out in a statutory instrument so that it can be amended and updated. Given the close similarity in the GB and EU regimes, it would be likely that the EU would be included in any list, though the potential for any other countries or jurisdictions to be included is still being explored. HSE welcomes feedback on the prospects for recognising approvals or authorisations from outside the EU in response to this consultation.
3.4.4 To support the principle of recognition, several new powers would be required. These could include:
- A power given to the Secretary of State (SoS) to approve biocidal active substances when they are approved in trusted jurisdictions. Another option is that approvals in listed jurisdictions are automatically approved (without a specific decision from the Secretary of State), while granting the Secretary of State powers to refuse an approval on specified grounds (see below, paragraph 3.4.5). Decisions would be subject to consent from ministers in Scotland and Wales, as at present.
- A power given to the SoS to add further trusted jurisdictions to a list (for example in a Schedule to an Act or set out in a statutory instrument) where they meet suitable criteria – these are expected to include that standards and evaluation procedures are at least equivalent to those in GB.
- A power to request information from any applicant as is necessary to advise the SoS on whether to recognise any active substance approval from a trusted jurisdiction. For example, it may be necessary to obtain more detailed information on the scientific evaluation or data underlying a foreign approval before it is recognised if there are specific issues of concern. HSE would likely seek regulation-making powers to set out any procedures for requesting information in more detail (see below, section 3.7). Data protection considerations may also require that an applicant submits data to HSE as a condition of recognising a foreign approval, but this is still being explored (see section 3.4.9).
3.4.5 A clause would also be required stating that the SoS or the competent authority (Scottish or Welsh Ministers for devolved matters) may refuse to approve an active substance approved in a trusted jurisdiction on specified grounds. While it is expected that most EU active substance approvals would be recognised, this is to ensure that there is flexibility not to do so where it would be harmful to GB interests. Grounds for refusal could include:
- Absence of the target organism in GB or evidence that a biocidal product or active substance would not be efficacious against the target organism in GB
- Where the SoS or the competent authority considers that it has not been demonstrated by the trusted jurisdiction that the biocidal active substance or biocidal product meets the criteria for approval/authorisation
- Protection of the environment or public health in GB
- Protection of cultural heritage in GB
- Reasons of public policy or public security
3.4.6 HSE is also considering the introduction of a separate a power for it, as competent authority, to use any evaluation available to it, which it considers reliable, from any foreign jurisdiction to inform any evaluation of an active substance or biocidal product. This allows necessary further efficiency in processing applications, by enabling use of reliable information from jurisdictions where it may not be possible to fully recognise approvals due to differences in standards or methodologies. This proposal would rely on any evaluation being legally available to HSE to use.
3.4.7 The principle of recognising foreign approvals or authorisations could be extended to biocidal products. Like recognition of active substance approvals, this would require a power for the competent authority to authorise biocidal products authorised in trusted jurisdictions and also a power to refuse authorisations on specified grounds (similar to those listed in 3.4.5). However, recognising biocidal product authorisations from other jurisdictions may be less straightforward than recognising active substance approvals. Biocidal product evaluations are more likely to differ between countries, due to factors such as differences in product uses, climatic conditions, target species, resistance status, etc. Nevertheless, there would still be substantial efficiencies where this approach can be applied.
3.4.8 Recognising foreign approvals or authorisations also raises the question of how any subsequent decisions in the foreign jurisdiction would be handled, such as renewal, restriction or non-approval of an active substance. One option is for these decisions also to be recognised, similar to initial approvals. Another option would be for restrictions or bans to trigger a review in GB (similar to the call-in proposals described below, see 3.5.3). An intermediate option would be that a ban or restriction in a foreign jurisdiction would normally be recognised, but with an opportunity for applicants to submit a data package and pay for re-evaluation in GB in case of any concerns. However, for candidates for substitution2 or products containing them, some further evaluation is likely to be needed in GB even if another jurisdiction renews, because regulatory decision making depends on whether there are suitable alternatives on the market and this may differ between countries.
3.4.9 HSE is aware that recognising foreign approvals or authorisations raises questions of data protection and data ownership. For example, if a company provided a data package to support an active substance approval in another country and GB recognises that approval, it would need to be determined whether, and how, that data could be protected if other companies then benefit from that approval in GB. As indicated above, one option could be to require an applicant to submit the underlying data package when a foreign approval or authorisation is recognised to support data protection in GB. HSE is considering these issues and would welcome feedback on matters to consider if the recognition approach is pursued.
2 Candidates for substitution are active substances with specific intrinsic hazardous properties which are considered to be of higher concern. They are defined in Article 10 of GB BPR.